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Problem: Let $0<n<1$ be a real number, then define for $x>0$ : $$f(x)=\left(1+x\right)^{\frac{1}{x^{n}}} \quad \text{ and }\quad g(x)=f(x)+f\!\left(\frac{1}{x}\right).$$ What is the minimum value of $n$ such that $g(x)\leq 4$?

This problem is a direct follow up of Prove that $(1+x)^\frac{1}{x}+(1+\frac{1}{x})^x \leq 4$.

On the link we can find some good ideas to show the case $n=1$. Some numerical routine show that the "best" value of $n$ is close to $n\simeq\sqrt{2}-1\simeq \frac{3}{5}\ln(2)$. How should we find $n$? Does it admit a closed form?

I totally forgot the second derivative. My apologies for this. Any help is greatly appreciated.

Some further investigation :

Using @Gary "best" constant $v=\frac{1}{2\ln2}\left(1-\sqrt{\frac{1-\ln2}{1+\ln2}}\right)$ we have using Lemma 7.1 in (1) for $1\leq x \leq 2$ : $$2^{x^{v}}\left((1-x^{v})^{2}+\frac{1+x^{-1}}{2}\cdot x^{v}\cdot(2-x^{v})-\frac{1+x^{-1}}{2}\cdot x^{v}\cdot(1-x^{v})\cdot\ln\frac{1+x^{-1}}{2}\right)\geq \left(1+x^{-1}\right)^{x^{v}}$$ I used $c=x^{v},a=\frac{1+x^{-1}}{2}$ in the Lemma.

Update:

Using WA and choosing the simplest function I got :

Let $1\leq x\leq 3$ then we have :

$$x^{a}+x^{b}+cx-c\geq \left(1+x\right)^{x^{-v}}$$

Where :

$$a=\frac{1}{2}\left(1-\sqrt{2-4\sqrt{\frac{1-\ln2}{1+\ln2}}}\right),c=-1+\sqrt{\frac{1-\ln2}{1+\ln2}}+\sqrt{\frac{1}{2}-\sqrt{\frac{1-\ln2}{1+\ln2}}},b=1/2$$

Ref (1): Cirtoaje, Vasile. "Proofs of three open inequalities with power-exponential functions.." The Journal of Nonlinear Sciences and its Applications 4.2 (2011): 130-137. http://eudml.org/doc/223938.

Barackouda
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  • It seems that the range of $x$ is $x \in (0, + \infty)$, although not explicitly stated in the question. Is it? – Crostul Sep 10 '22 at 13:25
  • Numerically, $n=0.41425994436602673119162348\ldots$. – Gary Sep 10 '22 at 14:01
  • I guess, Alvin Jin's trick is not a trick now. He must answer this question. – Bob Dobbs Sep 10 '22 at 14:34
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    Using some heuristics, I found $$ n=\frac{1}{{2\log 2}}\left( {1 - \sqrt {\frac{{1 - \log 2}}{{1 + \log 2}}} } \right). $$ – Gary Sep 10 '22 at 15:03
  • @Gary. This is more than impressive ! Could you give some details ? – Claude Leibovici Sep 11 '22 at 06:31
  • @ClaudeLeibovici I did some plots for $g(x)=g_n(x)=4$ with $0<n<1$ and it seemed that there was a peak at $x=1$ (which was also a removable discontinuity). To obtain the value of the discontinuity (which I expected to be the optimal $n$) I expanded $g$ about $1$. This gave $g(1\pm\epsilon)=4+g''(1)\epsilon^2 +O(\epsilon^3)$. I demanded $g''(1)=0$, which gave as one of its solutions the above number. The same thing appears in the WolframAlpha calcultions by the OP. – Gary Sep 11 '22 at 09:14
  • @Gary. Thank you ! Really nice – Claude Leibovici Sep 11 '22 at 09:20
  • @Crostul Yes it is. – Barackouda Sep 11 '22 at 11:31
  • @Gary Thanks we get the value so now it remains to find a proof . – Barackouda Sep 11 '22 at 11:32
  • @Gary see also this generalization https://www.wolframalpha.com/input?i=%28%281%2B1%2Fx%5Em%29%5E%28x%5En%29%2B%281%2Bx%5Em%29%5E%281%2F%28x%5En%29%29%29%27%27%3D0+at+x%3D1 – Barackouda Sep 11 '22 at 14:23

3 Answers3

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Notice that $g(1)=4$, so we are essentially interested in $x=1$.

We can see $g'(1)=0$ regardless of what $f$ is: $$g(x)=f(x)+f\left(x^{-1}\right)\\ g'(x)=f'(x)-x^{-2}f'\left(x^{-1}\right)\\ g'(1)=f'(1)-f'(1)=0$$

This means $x=1$ produces a critical point, one which is a potential maximum or minimum for $g$.

Now, we want the values of $n$ that make $g(1)=4$ a maximum, so we need $g'(x>1)<0<g'(x<1)$ i.e $g$ increases upto $x=1$ then decreases for larger values of $x$; this is true iff $g''(1)<0$. Here is a simple proof: $$g''(1)=\lim_{h\to0}\frac{g'(1+h)-g'(1)}{h}\\ =\lim_{h\to0}\frac{g'(1+h)}{h}\\ \lim_{h\to0^+}\frac{g'(1+h)}{h}<0\Longleftarrow g'(1+h)<0<h\\ \lim_{h\to0^-}\frac{g'(1+h)}{h}<0\Longleftarrow g'(1+h)>0>h$$ Solving for the $n$ values that satisfy this, we might get multiple possibilities, how we know which one is true is after we solve for $n_0$, the $n$ value that makes $g_{n_0}''(1)=0$, we check whether $g_{n_0-m}''(1)>0$, where we can choose $m\in(0,n_0)$ specifically to make the check easy; this means $n_0$ is the best $n$ that we want, any smaller $n$ has $g_{n<n_0}(1)=4$ as the minimum, not the maximum. Now, we solve for $g''(x)$ in terms of derivatives of $f(x)$: $$g''(x)=f''(x)+2x^{-3}f'\left(x^{-1}\right)+x^{-4}f''\left(x^{-1}\right)\\ g''(1)=2(f'(1)+f''(1))\\ g_{n_0}''(1)=0\\ f_{n_0}'(1)+f_{n_0}''(1)=0$$ Solving this is easy enough, you get two solutions: $$n_0=\frac{1}{2\ln 2}\left(1\pm\sqrt{\frac{1-\ln 2}{1+\ln 2}}\right)$$ Notice that the $n_0$ that lies in $(0,1)$, as you specified, is: $$n_0=\frac{1}{2\ln 2}\left(1-\sqrt{\frac{1-\ln 2}{1+\ln 2}}\right)$$ You can check by calculation that this $n_0$ is also the only one that satisfies $g_{n_0-m}''(1)>0\Longleftarrow f_{n_0-m}'(1)+f_{n_0-m}''(1)>0$ for some $m\in(0,n_0)$.

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If you perform a Taylor expansion around $x=1$

$$g(x)-4=\Big[1-2n\left(1+\log(2)\right)+2n^2 \log(2)\left(1+\log(2)\right)\Big](x-1)^2+O((x-1)^3)$$ Cancelling this first coefficient leads to the result $$n=\frac{1}{2\ln 2}\left(1-\sqrt{\frac{1-\ln 2}{1+\ln 2}}\right)$$ already given by @Gary and @mohamedshawky.

Using it again in the expansion of $[g(x)-4]$ and making the coefficients rational $$g(x)-4=-\sum_{n=4}^\infty a_n\,(1-x)^n$$ $$\left\{\frac{18}{1337},\frac{36}{1337},\frac{26}{717},\frac{9}{217},\frac {27}{619},\frac {7}{160},\frac {27}{619},\frac {23}{539},\cdots\right\}$$

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I put here my progress :

Let $a=1,b=1.1,p=\frac{4c}{\left(a-b\right)}\sqrt{\frac{1-\ln2}{1+\ln2}},c=d$ then $\exists d \in(0,0.1)$ such that for $x>0$:

$$\frac{\left(ax^{p}+b\right)}{cx^{p}+d}-\frac{\left(a+b\right)}{c+d}+2\geq \left(1+x\right)^{x^{-\frac{1}{2\ln2}\left(1-\sqrt{\frac{1-\ln2}{1+\ln2}}\right)}}\tag{I}$$

Then the proof is direct .

Currently I cannot find $d$ and the proof of $(I)$ seems quite complicated .

Update :

Simply $d$ is choose as $f'''(1)=g'''(1)$ where :

$$\frac{\left(ax^{p}+b\right)}{cx^{p}+d}-\frac{\left(a+b\right)}{c+d}+2=f(x),g(x)=\left(1+x\right)^{x^{-\frac{1}{2\ln2}\left(1-\sqrt{\frac{1-\ln2}{1+\ln2}}\right)}}$$

Barackouda
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