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Let $n>1$, and let $f:\mathbb{R}^n \to \mathbb{R}$ be a real-analytic function which is not identically zero.

Does $\dim_{\mathcal H}(f^{-1}(0)) \le n-1$? here $\dim_{\mathcal H}$ refers to the Hausdorff dimension. (I have read this claim in a paper, but there was no reference).

I know that $f^{-1}(0)$ has Lebesgue measure zero.

If this is false, is it true then that $\dim_{\mathcal H}(f^{-1}(0)) < n$?

Any reference would be appreciated.

Asaf Shachar
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3 Answers3

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I would like to propose an elementary approach based on the implicit function theorem.

Consider $F_0=f^{-1}(0)$. By the implicit function theorem if $\nabla f(x)\neq 0$ for some $x\in F_0$ then $F_0$ is a graph locally around $x$ and thus of dimension $n-1$ (actually a smooth submanifold).

Consider then the exceptional set $F_1=\{x:f(x)=0\wedge \nabla f(x)=0\}$. If $\nabla^2 f(x)\neq 0$ for some $x\in F_1$ then in particular $\nabla (\partial_i f)(x)\neq 0$ for some $i\in \{1,\ldots ,n\}$ and thus $F_1\subset \{x:\partial_if(x)=0\}$ which is a graph locally around $x$ and thus of dimension $n-1$.

The exceptional set is now $F_2=\{x:f(x)=0\wedge \nabla f(x)=0\wedge \nabla^2 f(x)=0\}$. Continuing this way the exceptional set $F_k$ where all derivatives up to order $k$ vanish is contained in a smooth submanifold of dimension $n-1$. What remains is the set of those points where all derivatives of all orders vanish, which is empty by assumption (otherwise by analyticity the function is identically zero).

Del
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  • If someone needs a reference, a proof along the lines of this argument has recently been published in a short paper by B. S. Mityagin. – A.P. May 20 '20 at 14:47
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Yes, this is true and follows, e.g. from Łojasiewicz's stratification theorem: Every real-analytic subset of $R^n$ is a locally finite (hence, countable) union of pairwise disjoint smooth real-analytic submanifolds. Take a look for instance here for references and generalizations:

A. Parusinsky, Lipschitz stratification of subanalytic sets Annales scientifiques de l’É.N.S. 4e série, tome 27, no 6 (1994), p. 661-696

Moishe Kohan
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Having problems typing today, I'm going to write $Z=f^{-1}(0)$.

The answer is yes if $n=1$, since then $Z$ is discrete.

Hence in general $Z\cap L$ has dimension $0$ for every line $L$. Does that imply $\dim(Z)\le n-1$? Surely that implication is well known if true -- I can imagine it could follow from Frostman's lemma maybe...