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I transfer the statement that $\aleph_0$ is the smallest cardinality of infinite sets into the below theorem.

Let $A$ be a set where $|A|<\aleph_0$. Then $A$ is finite.

Then I go on to prove it without appealing to Axiom of Choice. But I read https://math.stackexchange.com/a/517045/368425 and found Andrés E. Caicedo's comment Curious that you did not mention the key use of the axiom of choice....

I don't know what's wrong with my proof! Please shed some lights!


Lemma 1: If $B$ is a subset of $I_n=\{0,1,\cdots,n\}$. Then $B$ is finite. (I presented a proof here)

Lemma 2: If $B$ is a nonempty subset of $\Bbb N$ without a greatest element. Then there exists a bijection $g:B \to \Bbb N$. (I presented a proof here)


$|A|<\aleph_0 \implies$ For any injection $f:A \to \Bbb N$, $f$ is not surjective $\implies$ $f(A) = B \subsetneq \Bbb N$. There are only two possible cases.

  1. $B$ is bounded above.

This means $B \subseteq I_n$ for some $n \in \Bbb N$. By Lemma 1, $B$ is finite and consequently $A$ is finite.

  1. $B$ is unbounded above.

This means $B$ has no greatest element. By Lemma 2, there exists a bijection $g:B \to \Bbb N$. It follows that $g \circ f:A \to \Bbb N$ is bijective. This contradicts the fact that $|A|<\aleph_0$. Hence $B$ is bounded above.

To sum up the two above cases, $A$ is finite.

Eric Wofsey
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Akira
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  • I mean, did you read the remark I made in that answer you linked, about the axiom of choice? – Asaf Karagila Sep 09 '18 at 05:02
  • @AsafKaragila did you mean the remark that the mentioned proof in that post must appeal to some form of Axiom of Choice? – Akira Sep 09 '18 at 05:13
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    Note that the above proves that $\aleph_0$ is a minimal element of the infinite cardinals. There is no smaller. To prove that it is in fact the smallest of the infinite cardinals we need to use some other set theoretical assumptions (e.g. every two cardinals are comparable) which are commonly assumed throughout mathematics nowadays. – Asaf Karagila Sep 09 '18 at 05:15
  • Thank you @AsafKaragila! – Akira Sep 09 '18 at 05:34
  • The above does not establish what you claim. You need to prove: if $A$ is an infinite set then there is an injection from $\mathbb{N}$ into $A$. – hartkp Sep 09 '18 at 08:55
  • Hi @AsafKaragila I would like to ask if the statement every two cardinals are comparable is equivalent to Axiom of Choice. – Akira Sep 09 '18 at 11:17
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    Yes, they are, it was asked and asked and asked again. – Asaf Karagila Sep 09 '18 at 11:18
  • Hi @AsafKaragila, please confirm my last uncertainty: To prove that every two cardinals are comparable, we need Axiom of Choice in its full power. However, to prove that $\aleph_0$ is the smallest cardinality of infinite sets, we only need to show that any infinite set contains a countably infinite subset, which only requires Axiom of Countable Choice. – Akira Sep 09 '18 at 14:00
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    That is correct. Moreover, countable choice is strictly stronger than "Every infinite set has a countably infinite subset". (This too was discussed before, several times, on the site, by the way.) – Asaf Karagila Sep 09 '18 at 14:00
  • @AsafKaragila Thank you for your dedicated response! – Akira Sep 09 '18 at 14:03

1 Answers1

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Your proof is correct, but the statement you are proving is not the same as "$\aleph_0$ is the smallest cardinality of infinite sets". You have proved that there is no cardinality of infinite sets that is smaller than $\aleph_0$. However, there may exist a cardinality of infinite sets that is incomparable with $\aleph_0$. In other words, there could exist a set $A$ such that there does not exist an injection $A\to\mathbb{N}$ and there also does not exist an injection $\mathbb{N}\to A$.

Eric Wofsey
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  • Thank you for your answer! If I transfer the statement $\aleph_0$ is the smallest cardinality of infinite sets into the theorem If $A$ is infinite, then $\aleph_0 \le |A|$. Is it correct? – Akira Sep 09 '18 at 03:57
  • Yes, that would be a correct translation of the statement. – Eric Wofsey Sep 09 '18 at 04:00
  • Many thanks for you :) – Akira Sep 09 '18 at 04:01
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    Your original statement is almost the contrapositive of that statement, except that $|A|<\aleph_0$ is NOT the negation of $\aleph_0\leq |A|$ since $\aleph_0$ and $|A|$ may be incomparable. – Eric Wofsey Sep 09 '18 at 04:01
  • Hi Eric, I have asked a question at https://math.stackexchange.com/questions/2907637/define-a-countably-infinite-subset-of-x for several days, but have not received any answer. Although I have some questions that are not answered such as this one. I'm very in need of getting an answer for this question. Could you please help me check it out? – Akira Sep 11 '18 at 23:31