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I would like to find the conditions on $a$, $b$, $c$ so that function $$f(x)=x^3+ax^2+bx+c$$ is bijective.

I thought about resolving the equation

$$x^3+ax^2+bx+c=y$$

but I didn't succeed. And our math teacher told us that we cannot prove that a function is bijective by proving that this function is strictly increasing or decreasing.

Thanks for your help!

Marie

Marie
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  • HINT: Can you see why surjectivity is ensured by any $a,b,c$? – Crostul Oct 25 '16 at 08:15
  • It will be interesting to see how someone, perhaps, will find out the condition on $;a,b,c;$ so that the cubic is injective without proving somehow that it is increasing/decreasing...The algebra there seems quite involved and messy if we cannot use that. Surjectivity is way easier, as commented above. – DonAntonio Oct 25 '16 at 08:25
  • Still, find the condition on a, b, c so the function is strictly increasing. – Ivan Neretin Oct 25 '16 at 08:25
  • Also, search the MSE site; it has many results on this. For injectivity, for example, see here. For a trivial example, see here. – Dietrich Burde Oct 25 '16 at 08:26
  • For bijectivity: Check if the function is monotonous increasing or decreasing. – Jasper Oct 25 '16 at 08:30
  • If the cubic has either no turning points or only a point of inflection, then it is bijective (like $f(x) = x^3$). Thus the condition is $a^2 \leq 3b$. –  Oct 25 '16 at 08:32
  • @DietrichBurde The answer in thefirst link used the derivative which is, imo, like proving the function's increasing/decreasing, something the OP wrote is not allowed. – DonAntonio Oct 25 '16 at 08:56
  • @DonAntonio Yes, I agree. Still, there is some information on MSE for this question which could be used. – Dietrich Burde Oct 25 '16 at 09:02
  • @Marie Maybe you can clarify: did your teacher say that you aren't allowed to use the fact that a continuous increasing function that goes to $\pm \infty$ on both sides is bijective? Or that it isn't true (can't be proven) that a strictly increasing function is always bijective? The former sounds very artificial, but the latter is quite reasonable. – Erick Wong Oct 25 '16 at 13:33

5 Answers5

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Surjectivity is clear, because a third degree equation always has at least a real root.

Suppose $f(x)=f(y)$, with $x\ne y$; then $$ (x^3-y^3)+a(x^2-y^2)+b(x-y)=0 $$ that becomes $$ (x-y)(x^2+xy+y^2+a(x+y)+b)=0 $$ and so $x^2+xy+y^2+a(x+y)+b=0$.

Set $s=x+y$ and $p=xy$: then $s^2-4p>0$. We have $s^2+as+b-p=0$, so $$ s^2-4s^2-4as-4b>0 $$ or $$ 3s^2+4as+4b<0 $$ This is only possible if the discriminant of this polynomial in $s$ is positive: indeed, if the discriminant is $\ge0$, the inequality $3s^2+4as+4b\ge0$ holds for every $s$, contrary to the assumption that for the particular $s=x+y$ the $<0$ inequality holds. Thus we obtain $$ a^2-3b>0 $$

Can you finish up?

Conversely, suppose $a^2-3b\le0$. Then, for every $s$, we have $3s^2+4as+4b\ge0$, so $s^2-4(s^2+as+b)\le0$. If $f(x)=f(y)$, and we set $s=x+y$, $p=xy$, we have either $x=y$ or $s^2-4p\le0$, but this implies $x=y$ again.

egreg
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  • @eg I think at the end it must be "...of this pol. in $;s;$ is negative...", and thus it must be $;a^2-3b<0;$ . Also, I think the inequalities here must be weak as the discriminant vanishing in one point, not in an interval identically, is enough. – DonAntonio Oct 25 '16 at 09:15
  • @DonAntonio In the hypothesis that the function is not injective, the inequality has solutions, so its discriminant must be positive. – egreg Oct 25 '16 at 09:27
  • @eg Thanks, I didn't notice you did a negative assumption. Still, I think the part "$;3s^2-4as+4b<0;$ ...is... possible if the discriminant... is positive" can be confusing, since I thought you actually meant: "the inequality is possible iff it has two different roots and then between them, as this is an upwards parabola, we get the parabola is negative". Usually, and in particular high school students, meay understand the inequality as the parabola not having roots at all, thus the discriminatn is negative...at least, that was my confusion. Perhaps without the negation it can go smoother – DonAntonio Oct 25 '16 at 10:49
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All such maps $f:\>{\mathbb R}\to{\mathbb R}$ are surjective by the intermediate value theorem.

On the other hand, one has $f(x)-f(y)=(x-y)g(x,y)$ with $$\eqalign{ g(x,y)&=(x^2+xy+y^2)+a(x+y)+b\cr &=\left(x+{a\over3}\right)^2+\left(x+{a\over3}\right)\left(y+{a\over3}\right)+\left(y+{a\over3}\right)^2+b-{a^2\over3}\ .\cr}$$ The quadratic form $$q(u,v):=u^2+uv+v^2=\left(u+{v\over2}\right)^2+{3\over4}v^2$$ is positive definite. It follows that $g(x,y)$ assumes only positive values if $b-{a^2\over3}>0$, hence $f$ is injective in this case.

If $b-{a^2\over3}=0$ then $g\left(-{a\over3},-{a\over3}\right)=0$, and $g(x,y)>0$ for all other pairs $(x,y)$, in particular when $x\ne y$. This allows to conclude that $f$ is injective in this case as well.

If $b-{a^2\over3}<0$ then the equation $g(x,y)=0$ defines an ellipse $E$ in the $(x,y)$-plane. There are points $(x,y)\in E$ with $x\ne y$. For such $x$, $y$ one has $f(x)=f(y)$, hence $f$ is not injective in this case.

To sum it all up: The map $f$ is bijective iff $a^2\leq3b$.

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If $f'(x)>0$ for every $x$ or ($f'(x)<0$ for every $x$) it is 1-1 function and also onto function ,so it can be bijective

$$f'(x)=3x^2+2ax+b\\3x^2+2ax+b>0 \to \Delta \leq 0\\(2a)^2-4(3)(b)\leq0 \to a^2\leq 3b $$ this condition is an answer . note that $c$ is not important in this case

Khosrotash
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Disclaimer: I started from a simple geometrical idea, but, unfortunately, it turned out messier than expected. This answer, therefore, just serves the purpose of showing that this can be done. Other answers are by far more elegant and are recommended over this one.

Let $f(x) = x^3+ax^2 + bx + c$. Since $y\mapsto y + c$ is bijective, we can assume that $c = 0$.

As others already noted, surjectivity is automatic, so we only need to deal with injectivity.

I will appeal to geometry at this point:

$f$ is not injective if and only if there is a line parallel to $x$-axis that crosses the graph of $f$ at more than one point.

This tells us that:

$f$ is not injective if and only if there exists $y\in\Bbb R$ such that $f(x) - y$ has at least two different real roots.

Since non-real roots of polynomials over $\Bbb R$ come in conjugate pairs,

$f$ is not injective if and only if there exists $y\in\Bbb R$ such that $f(x) - y = (x-A)(x-B)(x-C)$ where $A,B,C$ are real numbers, not all equal.

Expanding we get $$x^3 + ax^2 + bx - y = x^3 -(A+B+C)x +(AB+BC+AC)x - ABC$$ so the question boils down to finding real $A,B,C$ such that \begin{array}{c c}\begin{align}-(A+ B+C)&=a\\ AB+BC+AC &= b\end{align} & \tag{1} \end{array} and then we set $y = ABC$.

We can now conclude that

$f$ is injective if and only if $(1)$ has no real solutions or all the real solutions satisfy $A=B=C$.

Solving system $(1)$ in terms of $A$, we get $$B = \frac 1 2 (-a - A \pm \sqrt{- 3 A^2 - 2 a A +a^2 - 4 b})\\ C = -a - A - B\tag{2}$$

We can easily see that $(1)$ has no real solutions if and only if $B$ and $C$ from $(2)$ are not real for any real $A$, and that happens if and only if $- 3 A^2 - 2 a A +a^2 - 4 b<0,\ \forall A\in \Bbb R$.

From the discriminant of $- 3 A^2 - 2 a A +a^2 - 4 b$ as a polynomial in $A$, we finally get condition that $(1)$ has no real roots if and only if $a^2 < 3b$.

Assume now that there is a real solution to $(1)$ such that $A = B = C$. Substituting in $(1)$ we get necessary condition $A = B = C = -a/3$ and $a^2 = 3b$.

Now we need to show that $a^2 = 3b$ implies that all the real solutions to $(1)$ satisfy $A = B = C$. But this is almost immediate: we must have $$- 3 A^2 - 2 a A +a^2 - 4 b\geq 0$$ but the discriminant of $- 3 A^2 - 2 a A +a^2 - 4 b$ is $0$ (because $a^2 = 3b$), so we can conclude that $A = -a/3$ is the only real that satisfies this, and also we get that in that case $A = B = C$. Thus, $a^2 = 3b$ implies that $A=B=C=-a/3$ is the unique real solution to $(1)$.

Collecting the pieces, we get that $f$ is injective if and only if $a^2 \leq 3b$.

Ennar
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In the following we use simple quadratic/parabola/discriminant theory learned in high school to show that the OP's $f$ is injective if and only if $a^2 \le 3b$.

Consider the two statements

$\tag 1 u \ne v \land (u-v)\big(u^2+(v+a)u + v^2 + av +b\big)=0 $

$\tag 2 u^2+(v+a)u + v^2 + av +b=0 \land a^2 \gt 3b$

Lemma: $\text{(1)} \implies \text{(2)}$.

Proof

Assume $\text{(1)}$ is true:
Then $u^2+(v+a)u + v^2 + av +b=0$.
The quadratic function $g(x) = x^2+(v+a)x + (v^2 + av +b)$ satisfies $g(u) = 0$ and therefore, using quadratic/parabola/discriminant theory,

$\tag 3 (v+a)^2 -4(1)(v^2 + av +b) \ge 0$

or equivalently

$\tag 4 -3v^2 -2av + a^2 -4b \ge 0$

The quadratic function $h(x) = -3x^2 -2ax + a^2 -4b$ satisfies $h(v) = 0$ and therefore, using quadratic/parabola/discriminant theory,

$\tag 5 (-2a)^2 - 4 (-3) (a^2 -4b) \ge 0$

or equivalently

$\tag 6 a^2 \ge 3b$

We claim that $a^2 = 3b$ is impossible. If it was true, the graph of $g$ would intersect the $x\text{-axis}$ at exactly one point and we would find that (after employing our theory yet again)

$\quad [v = -\frac{a}{3}] \land [u = v]$

contradiction our assumption that $u \ne v$. So the inequality is strict, $\quad \blacksquare$

Using the lemma it is an algebraic/logic exercise (recall that $s-t$ divides $s-t$ taken to the $n^\text{th}$ power) to show that if a cubic

$\quad f(x)=x^3+ax^2+bx+c$

is not injective then $a^2 \gt 3b$.

The converse is also true. If $a^2 \gt 3b$ using parabola theory we can choose a $v$ such that $h(v) \gt 0$. But then we certainly have two distinct numbers $w$ to choose from such that $g(w) = 0$. At least one of these is not equal to $v$, and set $u$ to that the number.

So $\text{(1)}$ holds for these numbers $u$ and $v$ and therefore $f$ is not injective.

CopyPasteIt
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