5

Let $B_n = \{x \in \mathbb{R}^n : \lVert x \rVert \leq 1\}$ be the closed $n$-ball, and $S_n = \{x \in \mathbb{R}^{n + 1} : \lVert x \rVert = 1\}$ be the $n$-sphere. Let $X' \subset \mathbb{R}^m$, and $f : B_n \to X'$ be such that

  • $f$ is continuous,
  • $f$ is open,
  • $f$ is surjective,
  • $f|S_{n - 1}$ is injective (equivalently: an embedding),
  • $f[S_{n - 1}] \cap f[B_n \setminus S_{n - 1}] = \emptyset$.

Note the last requirement which I was unable to fit into the title.

Problem

Is $f$ a homeomorphism?

Notes

  • All topologies are subspace topologies of the Euclidean topology.
  • $f$ is open to its image $X'$, not to the whole space.
  • It suffices to show that $f$ is injective.
  • Borsuk-Ulam theorem shows that $m \geq n$: otherwise $f|S_{n - 1}$ is not injective.
  • I can show that the set of non-injectivity points $$I = \{x \in B_n : |f^{-1}[\{f(x)\}]| > 1\}$$ is open in $B_n$. This proof works for any continuous open map from a Hausdorff space to an arbitrary space.
  • The problem is equivalent to: "Is $I$ closed in $B_n$?". For suppose that $I$ is also closed in $B_n$. In that case $I$ is clopen in $B_n$, but not the whole $B_n$. Since $B_n$ is connected, $I = \emptyset$. Then $f$ is injective, and hence a homeomorphism.
  • The openness of $I$ is a quick way to show that simple attempts of self-intersection fail the requirements. For example, consider a path $f$ such that $I$ is finite. Then $I$ is not open, and hence does not satisfy the requirements.
  • For $n = 1$ and $m = 1$, $f$ is a homeomorphism. The idea is to show that $f$ cannot have local extrema on $B_1 \setminus S_0$, because that breaks openness.

Examples

Let $f : B_1 \to [0, 1]$ be defined piecewise linearly with...

  • ... $-1 \mapsto 0$, $-0.5 \mapsto 0.75$, $0.5 \mapsto 0.25$, and $1 \mapsto 1$. Then $f$ satisfies all other requirements, except that $f$ is not open.
  • ... $-1 \mapsto 0$, $0 \mapsto 1$, $1 \mapsto 0$. Then $f$ satisfies all other requirements, except that $f|S_0$ is not injective. Note that here $I = B_n \setminus \{0\}$ is not closed.
  • ... $-1 \mapsto 0$, $-0.5 \mapsto 1$, $0.5 \mapsto 0$, and $1 \mapsto 1$. Then $f$ satisfies all other requirements, except that $f[S_0] \cap f[B_1 \setminus S_0] \neq \emptyset$.
kaba
  • 2,881
  • I think such examples exist even with $n=m\ge 3$ but are hard. I would have to reread a paper by Wilson to see if it can be done. – Moishe Kohan Feb 15 '25 at 17:35
  • @MoisheKohan Hmm. Seems like Theorem 3 of Wilson's paper is a direct answer? If I'm not reading incorrectly. – kaba Feb 15 '25 at 17:51
  • As I said, I would have to reread, I cannot do it now. – Moishe Kohan Feb 15 '25 at 17:54
  • D. Wilson, Open mappings on manifolds and a counterexample to the Whyburn conjecture, Duke Math. J. 40 (1973), 705-716. "Theorem 3: If $m \geq 3$, then there exists a light open mapping f of $I^m$ onto $I^m$ such that if $p \in Bd(I^m)$, then $f^{-1}(p) = {p}$, and if $p \not\in Bd(I^m)$, then $f^{-1}(p)$ is homeomorphic to the standard Cantor set.". – kaba Feb 15 '25 at 18:02
  • Right, I was unsure if he has the property $f^{-1}(p)=p$ (it was awhile ago I have read his paper last time). Then it answers your question apart from dimensions 1 and 2. My guess is it's different in dimension 1 and I have no idea about dimension 2. – Moishe Kohan Feb 15 '25 at 18:08
  • This is already more than enough, if you want to write an answer. I have a handwavy proofsketch for n = 1 and m arbitrary by using a maximal loop-cancellation whose collapse turns a path to an arc. But I haven't checked it in detail. – kaba Feb 15 '25 at 18:11
  • Yes, later..... – Moishe Kohan Feb 15 '25 at 18:11

2 Answers2

2

As discussed in comments, the conjecture is false for all $n=m\ge 3$: There exists an open continuous map $f: I^n\to I^n$ hich is the identity on the boundary, $f^{-1}(\partial I^n)=\partial I^n$ but $f$ is not 1-1, moreover, for all $p\in Int(I^n)$, $f^{-1}(p)$ has cardinality of continuum. See Theorem 3 in

Wilson, David, Open mappings on manifolds and a counterexample to the Whyburn conjecture, Duke Math. J. 40, 705-716 (1973). ZBL0273.54008.

For other weird examples of open continuous maps, see the references in my answers here and here.

Moishe Kohan
  • 111,854
2

The question as stated was already answered in the negative. In this answer I'll collect some additional conditions under which the claim does hold.


Wilson, David, "Open mappings on manifolds and a counterexample to the Whyburn conjecture", Duke Math. J. 40, 705-716 (1973) contains the following theorem.

Theorem 6. Let $M^m$ be a compact connected m-manifold with boundary. Let $f$ be a discrete open mapping of $M^m$ onto $M^m$ such that $f(\textrm{Bd}(M^m)) = \textrm{Bd}(M^m)$ and $f(\textrm{Int}(M^m)) = \textrm{Int}(M^m)$. If $f|Bd(M^m)$ is a homeomorphism, then $f$ is a homeomorphism.

A mapping is discrete, if it has discrete fibers.

Note: Discreteness is not defined in the above paper, but I found its definition from

Väisälä, J. 1967. "Discrete open mappings on manifolds". Annales Fennici Mathematici. 392 (Jan. 1967).

The proof of Theorem 6 refers to the above paper, along with the McAuley's paper below.


Louis F. McAuley, "Conditions under which light open mappings are homeomorphisms", Duke Math. J. 33(3): 445-452 (September 1966).

Above paper contains many theorems which show $f$ to be a homeomorphism given that $f$ is a light mapping together with some additional assumptions. A map is light, if it has totally disconnected fibers.

Note 1: I'm not sure whether totally disconnected here refers to trivial components or trivial quasicomponents (totally separated).

Note 2: Some other papers define a light mapping as having 0-dimensional fibers. Every 0-dimensional space is totally disconnected, but not vice versa.


Morris L. Marx, "Whyburn’s conjecture for C2 maps", Proc. Amer. Math. Soc. 19 (1968), 660-661

The above paper shows the following:

Theorem. Let $F: D^n \to D^n$ be an open $C^2$ mapping such that $f^{-1}(S^{n - 1}) = S^{n - 1}$ and $f|S^{n - 1}$ is a homeomorphism. Then $f$ is a homeomorphism.

Here $D^n$ is the n-ball and $S^n$ is the n-sphere. Regarding the definition of a $C^2$ mapping:

By $f \in C^n$ on $D^n$ we mean that there exists an open set $U \supset D^n$ and a function $F: U \to E^n$ such that $F|D^n = f$ and $F$ has continuous second order partial derivatives in $U$.

kaba
  • 2,881
  • Totally disconnected usually refers to trivial components. That's how I've seen "light map" used before. Since here we have compact spaces, the two are the same either way, and also the same as zero-dimensional. – Jakobian Feb 16 '25 at 00:02
  • @Jakobian That's the modern meaning. But for example in Engelking's dimension theory books totally disconnected means trivial quasicomponents. And hereditarily disconnected means trivial components. – kaba Feb 16 '25 at 00:40
  • 1
    Yeah I'm aware that there is some confusion in literature. But in this context it shouldn't matter, since for a locally compact Hausdorff space, the three properties of totally disconnected, totally separated and zero-dimensional, are equivalent. And if we have a continuous map between manifolds $f:M\to N$, then its fibers are closed subsets of $M$, so the fibers are locally compact. The distinction only becomes important with examples belonging to some more set-theoretical parts of general topology. – Jakobian Feb 16 '25 at 00:51
  • @Jakobian Thanks, that's a good point. – kaba Feb 16 '25 at 01:03